Brokerage firms - PDFSEARCH.IO - Document Search Engine

Brokerage firms
Results: 36

#	Item
11	For Sales Teams of Banks, Mutual Funds, Insurance Companies & Stock Brokerage Firms How to Sell Financial Products? Lahore: 13th July, Park Plaza Hotel, Islamabad: 16th July, Serena Hotel, Karachi: 18th July, Marriott Ho Add to Reading List Source URL: www.ashrafchaudhry.com Language: English - Date: 2012-07-08 03:52:33 Investment Business process Entrepreneurship Collective investment scheme Cross-selling Business Sales Marketing
12	The Use of Minority- and Women-owned Brokerage and Investment Management Firms by the State of Maryland FY2014 Add to Reading List Source URL: goma.maryland.gov Language: English - Date: 2015-04-02 16:01:17 Financial services Financial risk Investment management Private equity United States federal executive departments Financial economics Investment Finance
13	When selling an accounting practice... Published 14 August 2014 Accountants daily As a solicitor, I have worked for over 15 years for one of Sydney’s most successful accountancy brokerage firms. During that time I lear Add to Reading List Source URL: www.supercentral.com.au Language: English - Date: 2014-08-17 19:10:49 Sales Selling Finance Contract law Real estate broker Business broker Business Marketing Real estate
14	LC Paper No. CB[removed]) Regulation of Securities Firms Framework to Safeguard Stockbrokers’ Client Assets Martin Wheatley Add to Reading List Source URL: www.legco.gov.hk Language: English - Date: 2006-10-23 04:12:20 Business Financial regulation Short Short selling Brokerage firm Financial economics Finance Financial markets
15	LC Paper No. CB[removed]) Legislative Council Panel on Financial Affairs Regulation of securities firms 1. Add to Reading List Source URL: www.legco.gov.hk Language: English - Date: 2006-09-25 02:04:52 Business Financial markets Financial regulation Short Short selling Security Brokerage firm Mark-to-market accounting Securities Exchange Act Financial economics Finance Financial system
16	Notification and justification for the FSA’s requirements relating to client assets applicable to UK investment firms under Article 4 of Directive[removed]EC (“Level 2 Directive”) implementing Directive[removed]EC Add to Reading List Source URL: ec.europa.eu Language: English - Date: 2014-11-12 08:15:43 Financial markets Financial services Financial regulation Prime brokerage Hedge fund Markets in Financial Instruments Directive Investment banking Financial Services Authority Short Financial economics Finance Investment
17	Introduction Brokerage firms that experience serious financial difficulties and must be shut down may undergo what are called “liquidation” proceedings. The good news is that such closures do not happen very Add to Reading List Source URL: sipc.org Language: English - Date: 2014-01-14 09:12:08 Investment Securities Investor Protection Corporation Financial Industry Regulatory Authority Securities Investor Protection Act U.S. Securities and Exchange Commission Securities market Short Recovery of funds from the Madoff investment scandal MF Global Financial economics Finance Business
18	Press Release Interactive Data Launches New Suite of ETF Web Tools ETF Tools Provide Extraordinary ETF Analysis and Publishing Capabilities to Advisory, Brokerage, ETF Issuer and Media Firms Add to Reading List Source URL: www.interactivedata-prd.com Language: English - Date: 2015-01-09 17:29:45 Funds Commodities market Interactive Data Corporation Source UK Services Fund.com Financial economics Investment Exchange-traded funds
19	The Use of Minority- and Women-owned Brokerage and Investment Management Firms by the State of Maryland Add to Reading List Source URL: goma.maryland.gov Language: English - Date: 2015-01-20 16:01:18 Financial services Financial risk Investment management Private equity Financial economics Investment Finance
20	Report on the Usage of Minority and WomenOwned Brokerage and Investment Management Firms by the State of Maryland State Treasurer‟s Office State Retirement & Pension System Injured Workers‟ Insurance Fund Maryland Au Add to Reading List Source URL: goma.maryland.gov Language: English - Date: 2014-09-19 21:10:57 Finance Institutional investors Financial adviser Mutual fund Financial economics Investment Financial services